SOC and Cybersecurity Audits for Fintech
Close financial industry deals faster with robust audits from a reputable CPA firm.
- Auditors fluent in payment rails, ledger systems, and transaction controls
- SOC 1 and SOC 2 for bank partner and enterprise buyer requirements
- Auditors at the intersection of financial data processing and information security expertise
Financial Data Processing Workflows Are Complicated. Your Audit Shouldn't Be.
We know what financial institutions flag during vendor reviews. Reports scoped to pass bank due diligence.
We audit transaction security, cardholder data handling, and fraud detection systems.
We’ve audited multi-currency ledgers, real-time settlement, and transaction integrity controls. No tutorials needed.
Services for Fintech Companies
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Frequently Asked Questions
How do you audit ACH and wire transfer controls?
We review transaction authorization, dual approval workflows, reconciliation processes, and exception handling. We know what banks look for when reviewing ACH originators.
What about card network compliance overlap?
We can map SOC 2 controls to PCI DSS requirements in a SOC 2+ engagement. Useful when prospects accept mapped reports instead of separate PCI attestation.
How do you handle ledger and reconciliation controls?
We audit transaction integrity – posting logic, balance reconciliation, multi-currency handling, and audit trails. We’ve seen complex ledger systems before.
Do you understand multi-bank API integrations?
Yes. We scope controls around each integration – authentication, data validation, error handling, and monitoring across banking partners.
Can you scope around AML/KYC processes?
If transaction monitoring or customer verification is in scope, we audit those controls. We understand how AML programs fit into the broader control environment.
What if we're a licensed money transmitter?
State examiners often ask for SOC reports. We scope engagements knowing those reports may be reviewed by regulators, not just customers.